-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E54+c5JY0phdDWT9xXCplnzB7NNXfGR81bLejHVeMbmOQgZ+z05FntWt1ZOWGki+ 9TdtGaqiQ2phKaUYUEYXoQ== 0001104659-09-008210.txt : 20090211 0001104659-09-008210.hdr.sgml : 20090211 20090211125008 ACCESSION NUMBER: 0001104659-09-008210 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 GROUP MEMBERS: CCV II ASSOCIATES L.P. GROUP MEMBERS: COMMONWEALTH CAPITAL VENTURES II L.P. GROUP MEMBERS: JEFFREY M. HURST GROUP MEMBERS: JUSTIN J. PERREAULT GROUP MEMBERS: MICHAEL T. FITZGERALD GROUP MEMBERS: R. STEPHEN MCCORMACK, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Constant Contact, Inc. CENTRAL INDEX KEY: 0001405277 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 043285398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83685 FILM NUMBER: 09588625 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-472-8100 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Commonwealth Venture Partners II, L.P. CENTRAL INDEX KEY: 0001426495 IRS NUMBER: 043416298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 950 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-5554 MAIL ADDRESS: STREET 1: 950 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 SC 13G/A 1 a09-4956_1sc13ga.htm SC 13G/A

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2

(Amendment No. 1)*

 

Constant Contact, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

210313 10 2

(CUSIP Number)

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
Commonwealth Venture Partners II L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
2,217,766 shares

 

6.

Shared Voting Power
- 0 - shares

 

7.

Sole Dispositive Power
2,217,766 shares

 

8.

Shared Dispositive Power
- 0 - shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,217,766 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.88%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
Commonwealth Capital Ventures II L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
2,113,289 shares

 

6.

Shared Voting Power
- 0 - shares

 

7.

Sole Dispositive Power
2,113,289 shares

 

8.

Shared Dispositive Power
- 0 - shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,113,289 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
CCV II Associates L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
104,477 shares

 

6.

Shared Voting Power
- 0 - shares

 

7.

Sole Dispositive Power
104,477 shares

 

8.

Shared Dispositive Power
- 0 - shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
104,477 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.37%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
Michael T. Fitzgerald

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
45,691 shares

 

6.

Shared Voting Power
2,217,766 shares

 

7.

Sole Dispositive Power
45,691 shares

 

8.

Shared Dispositive Power
2,217,766 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,263,457 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.04%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

5



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
Jeffrey M. Hurst

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
- 0 - shares

 

6.

Shared Voting Power
2,217,766 shares

 

7.

Sole Dispositive Power
- 0 - shares

 

8.

Shared Dispositive Power
2,217,766 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,217,766 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.88%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
R. Stephen McCormack, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
- 0 - shares

 

6.

Shared Voting Power
2,217,766 shares

 

7.

Sole Dispositive Power
- 0 - shares

 

8.

Shared Dispositive Power
2,217,766 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,217,766 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.88%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7



 

CUSIP No. 210313 10 2

 

 

1.

Names of Reporting Persons.
Justin J. Perreault

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
13,725 shares

 

6.

Shared Voting Power
2,217,766 shares

 

7.

Sole Dispositive Power
13,725 shares

 

8.

Shared Dispositive Power
2,217,766 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,231,491 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.93%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

8



 

CUSIP No. 210313 10 2

 

Item 1(a)

 

Name of Issuer:
Constant Contact, Inc.

Item 1(b)

 

Address of Issuer’s Principal Executive Offices:
1601 Trapelo Road, Suite 329

Waltham, Massachusetts 02451

 

Item 2(a)

 

Name of Person Filing:
The reporting persons are:

(1) Commonwealth Venture Partners II L.P. (“CVP II”);

(2) Commonwealth Capital Ventures II L.P. (“CCV II”);

(3) CCV II Associates L.P. (“CCV II-A”);

(4) Michael T. Fitzgerald;

(5) Jeffrey M. Hurst;

(6) R. Stephen McCormack, Jr.; and

(7) Justin J. Perreault.

Item 2(b)

 

Address of Principal Business Office or, if None, Residence:
The address of each of the reporting persons is:

950 Winter Street

Suite 4100

Waltham MA 02451

Item 2(c)

 

Citizenship:
CCV II is a limited partnership organized under the laws of the State of Delaware.

CCV II-A is a limited partnership organized under the laws of the State of Delaware.

CVP II is a limited partnership organized under the laws of the State of Delaware.

Each of Messrs. Fitzgerald, Hurst, McCormack and Perreault is a citizen of the United States.

Item 2(d)

 

Title of Class of Securities:
Common Stock, $0.01 par value per share (“Common Stock”)

Item 2(e)

 

CUSIP Number:
210313 10 2

 

Item 3

Description of Person Filing:

 

(a)

o

Broker or dealer registered under Section 15 of the Act;

 

(b)

o

Bank as defined in Section 3(a)(6) of the Act;

 

(c)

o

Insurance Company as defined in Section 3(a)(19) of the Act;

 

(d)

o

Investment Company registered under Section 8 of the Investment Company Act of 1940;

 

(e)

o

Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

o

Employee Benefit Plan or Endowment Fund in accordance with 13d-1(b)(1)(ii)(F);

 

(g)

o

Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)

o

Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)

o

Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;

 

(j)

o

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Not applicable.

 

9



 

CUSIP No. 210313 10 2

 

Item 4

Ownership:

 

(a)

Amount Beneficially Owned:   

CCV II is the record holder of 2,113,289 shares of Common Stock and may be deemed to beneficially own the 2,113,289 shares of Common Stock held of record by it. 

 

CCV II-A is the record holder of 104,477 shares of Common Stock and may be deemed to beneficially own the 104,477 shares of Common Stock held of record by it. 

 

CVP II, as General Partner of CCV II and CCV II-A, may be deemed to beneficially own the 2,217,766 shares of Common Stock held of record by CVP II and CVP II-A.

 

Mr. Fitzgerald, as a General Partner of CVP II, as General Partner of CCV II and CCV II-A, may be deemed to beneficially own 2,217,766 shares of Common Stock held of record by CCV II and CCV II-A.  Mr. Fitzgerald is also the record holder of an additional 45,691 shares of Common Stock.

 

Mr. Hurst, as a General Partner of CVP II, as General Partner of CCV II and CCV II-A, may be deemed to beneficially own 2,217,766 shares of Common Stock held of record by CCV II and CCV II-A.

 

Mr. McCormack, as a General Partner of CVP II, as General Partner of CCV II and CCV II-A, may be deemed to beneficially own 2,217,766 shares of Common Stock held of record by CCV II and CCV II-A.

 

Mr. Perreault, as a General Partner of CVP II, as General Partner of CCV II and CCV II-A, may be deemed to beneficially own 2,217,766 shares of Common Stock held of record by CCV II and CCV II-A.  Mr. Perreault is also the record holder of an additional 13,725 shares of Common Stock.

 

(b)

Percent of Class:   

 

 

CVP II:

 

7.88

%

 

 

CCV II:

 

7.51

%

 

 

CCV II-A:

 

0.37

%

 

 

Mr. Fitzgerald:

 

8.04

%

 

 

Mr. Hurst:

 

7.88

%

 

 

Mr. McCormack:

 

7.88

%

 

 

Mr. Perreault:

 

7.93

%

 

 

 

The ownership percentages above are based on an aggregate of 28,147,100 shares of Common Stock.

 

(c)

Number of Shares as to which the Person has:

 

 

 

(i)

Sole voting power;   

 

 

 

(ii)

Shared voting power;    

 

 

 

(iii)

Sole dispositive power;

 

 

 

(iv)

Shared dispositive power:

 

 

NUMBER OF SHARES

 

Reporting Person

 

(i)

 

(ii)

 

(iii)

 

(iv)

 

CCV II

 

0

 

2,113,289

 

0

 

2,113,289

 

CCV II-A

 

0

 

104,477

 

0

 

104,477

 

CVP II

 

0

 

2,217,766

 

0

 

2,217,766

 

Michael T. Fitzgerald

 

45,691

 

2,217,766

 

45,691

 

2,217,766

 

Jeffrey M. Hurst

 

0

 

2,217,766

 

0

 

2,217,766

 

R. Stephen McCormack Jr.

 

0

 

2,217,766

 

0

 

2,217,766

 

Justin J. Perreault

 

13,725

 

2,217,766

 

13,725

 

2,217,766

 

 

Item 5

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o. Not applicable.

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person:

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Not applicable.

 

Item 8

Identification and Classification of Members of the Group:

Not applicable.

 

Item 9

Notice of Dissolution of Group:

Not applicable.

 

Item 10

Certification:

Not applicable.

 

10



 

CUSIP No. 210313 10 2

 

SIGNATURE

 

After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.

 

DATED: February 11, 2009.

 

 

 

 

 

Commonwealth VENTURE PARTNERS II L.P.

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

Commonwealth Capital Ventures II L.P.

 

 

 

By:

Commonwealth Venture Partners II L.P.,
its General Partner

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

CCV II Associates L.P.

 

 

 

By:

Commonwealth Venture Partners II L.P.,
its General Partner

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

 

/s/ Michael T. Fitzgerald

 

Michael T. Fitzgerald

 

 

 

 

 

/s/ Jeffrey M. Hurst

 

Jeffrey M. Hurst

 

 

 

 

 

/s/ R. Stephen McCormack, Jr.

 

R. Stephen McCormack, Jr.

 

 

 

 

 

/s/ Justin J. Perreault

 

Justin J. Perreault

 

11



 

Exhibit I

 

JOINT FILING AGREEMENT

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Constant Contact, Inc.

 

EXECUTED as a sealed instrument this 11th day of February, 2009.

 

 

 

 

Commonwealth VENTURE PARTNERS II L.P.

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

Commonwealth Capital Ventures II L.P.

 

 

 

By:

Commonwealth Venture Partners II L.P.,
its General Partner

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

CCV II Associates L.P.

 

 

 

By:

Commonwealth Venture Partners II L.P.,
its General Partner

 

 

 

 

 

By:

/s/ Michael T. Fitzgerald

 

 

Name:  Michael T. Fitzgerald

 

 

Title:    General Partner

 

 

 

 

 

/s/ Michael T. Fitzgerald

 

Michael T. Fitzgerald

 

 

 

 

 

/s/ Jeffrey M. Hurst

 

Jeffrey M. Hurst

 

 

 

 

 

/s/ R. Stephen McCormack, Jr.

 

R. Stephen McCormack, Jr.

 

 

 

 

 

/s/ Justin J. Perreault

 

Justin J. Perreault

 

12


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